Patrick William Horwitz

Patrick William Horwitz is currently employed as a Broker and/or Investment Adviser at SECURITIES SERVICE NETWORK, LLC located at 309 Airport North Office Park, SUITE 301, Fort Wayne, IN, 46825.

Patrick William Horwitz has worked at SECURITIES SERVICE NETWORK, LLC since November 08, 2017

Disclosure History

Patrick William Horwitz has 1 Disclosure Event(s).

Date: February 24, 2017
Category: Customer Dispute
Allegations: CLIENT CLAIMS THE FEES OF THE VARIABLE ANNUITY HE PURCHASED WERE MISREPRESENTED OR OTHERWISE NOT DISCLOSED.
Broker Comment: REPRESENTATIVE MET CLIENT MULTIPLE TIMES IN 2014 TO DISCUSS THE BENEFITS, COSTS, RISK OF PRODUCT, ETC., THEN AGAIN IN JANUARY 2015 WE AGAIN DISCUSSED THE FEES.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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