PATRICK EDWARD INGRAM

PATRICK EDWARD INGRAM is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 814 E. SUNFLOWER ROAD, CLEVELAND, MS, 38701.

PATRICK EDWARD INGRAM has worked at NYLIFE SECURITIES LLC since March 12, 1996

Disclosure History

PATRICK EDWARD INGRAM has 2 Disclosure Event(s).

Date: July 25, 2016
Category: Customer Dispute
Allegations: Customer alleges that he replaced two whole life policies with a VUL with the understanding that he would have an increased death benefit and cash value. However, both the cash value and death benefit have decreased and the policy is becoming unaffordable.
Settlement Amount: $614.60

Date: June 15, 2010
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT BETWEEN SEPTEMBER 2001 AND JULY 2003 THEIR TRADITIONAL LIFE INSURANCE POLICIES WERE REPLACED WITH VARIABLE UNIVERSAL LIFE INSURANCE POLICIES WHICH WERE UNSUITABLE FOR THEM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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