PATRICK JOSEPH MARONEY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1605 MAIN ST, 12TH & 14TH FLOORS, SARASOTA, FL, 34236.
PATRICK JOSEPH MARONEY has worked at WELLS FARGO CLEARING SERVICES, LLC since August 30, 2005
Disclosure History
PATRICK JOSEPH MARONEY has 2 Disclosure Event(s).
Date: February 24, 2005 Category: Regulatory Initiated By: STATE OF OKLAHOMA DEPARTMENT OF SECURITIES Allegations: DEPARTMENT ISSUED A NOTICE OF OPPORTUNITY OF HEARING ON FEBRUARY 24, 2005 GIVING MR. MARONEY AN OPPORTUNITY TO BE HEARD AS TO A DISCLOSURE OF A COMPLAINT FROM 6/12/2001 AT MR. MARONEY'S FORMER FIRM RAYMOND JAMES. MR. MARONEY FAILED TO REQUEST A HEARING OR RESPOND TO THE NOTICE AND HIS REGISTRATION AS AN AGENT WAS REVOKED ON 6/29/2005. Resolution: Other SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: ON JUNE 29, 2005, OKLAHOMA DEPARTMENT OF SECURITES ORDERED THAT THE REGISTRATION OF MR. MARONEY AS AN AGENT OF LEGG MASON BE REVOKED.
Date: August 15, 1995 Category: Customer Dispute Allegations: MISREPRESENTATION: CHURNING: ALLEGED DAMAGESOF $86,000 Damage Amount Requested: $86,000.00 Damages Granted: $35,835.00 Broker Comment: ARBITRATORS AWARDED CLAIMANT THE AMOUNT OF$35,835 TO BE PAID BY RJA AND MARONEY (MARONEY'S PORTION WAS$10,000).NOT PROVIDED
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