PATRICK MCKENNA

PATRICK MCKENNA is currently employed as a Broker and/or Investment Adviser at FIFTH THIRD SECURITIES, INC. located at 201 N TRYON ST, CHARLOTTE, NC, 28202.

PATRICK MCKENNA has worked at FIFTH THIRD SECURITIES, INC. since September 28, 2017

Disclosure History

PATRICK MCKENNA has 1 Disclosure Event(s).

Date: February 19, 2012
Category: Criminal
Charges: PER THE COMPLAINT, "...ON OR ABOUT THE 19TH DAY OF FEBRUARY, 2012 IN [MECKLENBURG COUNTY], THE DEFENDENT [PATRICK MCKENNA] DID UNLAWFULLY, WILLFULLY HIRE A TAXI CAB BEING DRIVEN BY [THIRD PARTY] WITH THE INTENT TO CHEAT AND DEFRAUD CITY CAB, THE OWNER OR THE TAXI CAB, OF THE CAB FARE IN THAT THE DEFENDENT OBTAINED TAXI SERVICE FROM [THIRD PARTY] IN THE AMOUNT OF $54.00, WHICH THE DEFENDENT FAILED AND REFUSED TO PAY."
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PATRICK MCKENNA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.