PATRICK W PIRONE is currently employed as a Broker and/or Investment Adviser at INVESTMENT PROFESSIONALS, INC. located at 230 Broadway Rte 1S, Suite 205, Lynnfield, MA, 01940.
PATRICK W PIRONE has worked at INVESTMENT PROFESSIONALS, INC. since October 01, 2007
PATRICK W PIRONE has 4 Disclosure Event(s).
Date: September 17, 2015 Category: Customer Dispute Allegations: Misrepresentation of terms of CDs, the illiquid nature of the BDC and the appropriateness of the annuities Damage Amount Requested: $40,000.00
Date: September 01, 2010 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: ENGAGED THE SERVICES OF LEGAL COUNSEL TO EXPLORE PROTECTION FROM CREDITOR SETTLEMENT OPTIONS.ATTORNEY APPLIED FOR A DOCKET #/CASE # THROUGH BANKRUPTCY COURT. PROCEEDED WITH OTHER OPTIONS RATHER THAN FILING AND CLOSED THE CASE. THE CASE WAS NEVER PUT BEFORE JUDGE OR BANKRUPTCY COURT.
Date: August 02, 2006 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HIPPA FORM SIGNED ON 09/10/2003 CONTAINED A NON-GENUINE SIGNATURE
Date: September 23, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE FAILED TO DISCLOSE SURRENDER FEES AND LACK OF FEDERAL INSURANCE ON INVESTMENT PURCHASED ON 12/19/2003. CUSTOMER ALSO ALLEGES HE FELT PRESSURED TO PURCHASE SECURITIES. Damage Amount Requested: $8,218.00 Broker Comment: COMPLAINT WAS REVIEWED AGAIN FOLLOWING DENIAL. DENIAL WAS AFFIRMED.
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