PATRICK WILLIAM PUZZO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 889 EDGEWATER AVE, RIDGEFIELD, NJ, 07657.
PATRICK WILLIAM PUZZO has worked at CETERA ADVISORS LLC since October 30, 2014
Disclosure History
PATRICK WILLIAM PUZZO has 1 Disclosure Event(s).
Date: August 06, 2014 Category: Employment Separation After Allegations Firm Name: METLIFE Termination Type: Discharged Allegations: THE REGISTERED REPRESENTATIVE DID NOT FOLLOW COMPANY POLICY WITH RESPECT TO CUSTOMER SIGNATURES ON ACCOUNT DOCUMENTS. Broker Comment: $ AMOUNT WAS LEFT BLANK ON IRA DISTRIBUTION FORMS SIGNED BY CLIENTS (SO THAT, PER THEIR REQUEST, THEY COULD RECEIVE MONTHLY ACH'ED DIVIDENDS) THAT METLIFE SYSTEMS COULD NOT PROVIDE OTHERWISE. THIS WAS INITIATED 3.5 YRS AGO IN MY FIRST FEW WEEKS AT METLIFE.
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