PATRICK MICHAEL REAGAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 801 TRAVIS STREET, SUITE 1900, HOUSTON, TX, 77002-5730.
PATRICK MICHAEL REAGAN has worked at LPL FINANCIAL LLC since December 23, 2013
Disclosure History
PATRICK MICHAEL REAGAN has 3 Disclosure Event(s).
Date: May 01, 2013 Category: Employment Separation After Allegations Firm Name: MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. Termination Type: Discharged Allegations: PERSONAL WORKPLACE CONDUCT INVOLVING CREATING AND USING A FALSIFIED PARKING VOUCHER IN ORDER TO AVOID PAYING PARKING FEES. THIS CONDUCT DID NOT INVOLVE CUSTOMERS OR CUSTOMER ACCOUNTS OF MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. Broker Comment: ?ON APRIL 26, 2013 I PULLED INTO A PUBLIC PARKING GARAGE WITHOUT A PARKING PASS AND NOTIFIED THE PARKING ATTENDANT THAT I HAD TO RUN UP TO THE OFFICE AND WOULD RETURN WITH A PARKING PASS. I GAVE THE ATTENDANT MY NAME, OFFICE LOCATION AND PHONE NUMBER. I HAD LEFT MY MONTHLY PARKING PASS IN MY OLD CAR THAT I HAD TRADED INTO THE DEALERSHIP THAT WEEKEND FOR A NEW VEHICLE. I WAS NOT ABLE TO RECEIVE A REPLACEMENT FOR THE LOST PASS, AND I RETURNED 10 MINUTES LATER AND USED ONE OF MY CO-WORKERS EXPIRED PASSES FOR GARAGE ACCESS. THE GARAGE ATTENDANTS REPORTED THIS TO MY MANAGER.?ON MAY 1, 2013 MY MANAGER ASKED ME ABOUT THE INCIDENT AND I SAID I WANTED TO SPEAK WITH THE GARAGE ATTENDANT ABOUT THE SITUATION, AS I FELT IT WAS BETWEEN THE PUBLIC PARKING GARAGE, NOT MY EMPLOYER AND MYSELF. MY MANAGER SAID THAT WAS NOT NECESSARY AND TERMINATED ME THAT DAY.
Date: November 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 02, 2004 Category: Criminal Charges: CPWL (CARRYING PISTOL WITHOUT A LICENSE) & UF(WITHOUT REGISTRATION). I WAS IN AN ACCIDENT IN DC, AND HAD A PISTOL WHICH WAS REGISTERED IN VA, BUT NOT ALLOWED IN THE DISTRICT. THE FELONY CHARGES WERE REDUCED TO MISDEMEANOR Charge Type: FELONY Disposition: A. CONVICTED OF MISDEMEANOR ATTEMPT TO CARRY A PISTOL WITHOUT A LICENSE B. 09/10/04 C. ONE YEAR PROBATION, 100 HOURS COMMUNITY SERVICE D.ONE YEAR PROBATION E.09/10/04 F. $100 USD G. PAID 10/15/04 Broker Comment: CPWL (CARRYING PISTOL WITHOUT A LICENSE) & UF(WITHOUT REGISTRATION). I WAS IN AN ACCIDENT IN DC, AND HAD A PISTOL WHICH WAS REGISTERED IN VA, BUT NOT ALLOWED IN THE DISTRICT. THE FELONY CHARGES WERE REDUCED TO MISDEMEANOR
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