PATRICK SHAWN SEMBAR

PATRICK SHAWN SEMBAR is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at FIRST FEDERAL CENTER, 1233 NORTHWOOD CENTER COURT, COEUR D'ALENE, ID, 83814.

PATRICK SHAWN SEMBAR has worked at MORGAN STANLEY since March 06, 2014

Disclosure History

PATRICK SHAWN SEMBAR has 5 Disclosure Event(s).

Date: February 09, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: January 31, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: January 31, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: January 24, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: December 29, 2010
Category: Financial
Type: Compromise
Disposition: SETTLED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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