PAUL DANIEL ARAGONA

PAUL DANIEL ARAGONA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2810 JOHNSTON ST, LAFAYETTE, LA, 70503.

PAUL DANIEL ARAGONA has worked at LPL FINANCIAL LLC since October 30, 2008

Disclosure History

PAUL DANIEL ARAGONA has 1 Disclosure Event(s).

Date: December 22, 2014
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT TWO REIT INVESTMENTS WERE NOT SUITABLE AND THAT THE ADVISOR DID NOT PROPERLY DISCLOSE FEES. THE CUSTOMER SEEKS THE RETURN OF HIS PRINCIPAL IN THE INVESTMENT.
Broker Comment: THE COMPLAINT WAS DETERMINED TO BE WITHOUT MERIT AND DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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