PAUL JOSEPH BRET is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 100 CRESCENT COURT, SUITE 600, DALLAS, TX, 75201.
PAUL JOSEPH BRET has worked at UBS FINANCIAL SERVICES INC. since March 11, 2009
Disclosure History
PAUL JOSEPH BRET has 2 Disclosure Event(s).
Date: April 30, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGED BREACH OF FIDUCIARY DUTY-2008 DAMAGES UNSPECIFIED.
Date: April 01, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THEIR INSTRUCTIONS WERENOT FOLLOWED REGARDING THE LIQUIDATION OF THEIR MANAGEDACCOUNTS ALLEGED DAMAGES $395,000 SMITH BARNEY INC. Damage Amount Requested: $395,000.00 Broker Comment: THE CLEINT CLAIM WAS DENIED THERE WERE NOOPTIONS OR COMMODITIES INVOVLEDNot Provided
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