PAUL RANDALL BUCKLEY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 11 EAST SUPERIOR STREET, DULUTH, MN, 55802.
PAUL RANDALL BUCKLEY has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
PAUL RANDALL BUCKLEY has 2 Disclosure Event(s).
Date: August 09, 2001 Category: Customer Dispute Allegations: VERBAL COMPLAINT ABOUT MARKET PERFORMANCE OF HIS ACCOUNT. CLAIM LACKED MERIT AND WAS SETTLED AS AN ACCOMMODATION TO CLIENT. Damage Amount Requested: $12,000.00 Settlement Amount: $12,000.00 Broker Comment: ROBERT MANDEL IS HANDLING THIS MATTER.
Date: December 10, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THEIR INSTRUCTIONS TO PURCHASE 3 CALL CONTRACTS ON A STOCK IN OCTOBER 1999 WERE NOT FOLLOWED. Damage Amount Requested: $5,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
More Information
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