PAUL HOWARD CAPOBIANCO

PAUL HOWARD CAPOBIANCO is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 4600 W CRAIG RD, STE 301, N LAS VEGAS, NV, 89032.

PAUL HOWARD CAPOBIANCO has worked at PFS INVESTMENTS INC. since October 15, 2014

Disclosure History

PAUL HOWARD CAPOBIANCO has 2 Disclosure Event(s).

Date: November 23, 1996
Category: Criminal
Charges: WORTHLESS CHECKS $45.80
Disposition: Pled guilty
Broker Comment: I WAS WRONG ABOUT AMOUNT IN CHECKING ACCOUNT. WHEN CHECK BOUNCED MY BANK CHARGED A FEE LOWERING AMOUNT IN MY CHECKING ACCOUNT CAUSING OTHER CHECKS TO BOUNCE.

Date: November 16, 1996
Category: Criminal
Charges: WORTHLESS CHECKS $61.30
Disposition: Pled guilty
Broker Comment: I WAS WRONG ABOUT AMOUNT IN CHECKING ACCOUNT. WHEN CHECK BOUNCED MY BANK CHARGED A FEE LOWERING AMOUNT IN MY CHECKING ACCOUNT CAUSING OTHER CHECKS TO BOUNCE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PAUL HOWARD CAPOBIANCO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.