PAUL EMMANUEL COLEMAN

PAUL EMMANUEL COLEMAN is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 5251 W. BALTIMORE PIKE, PROVIDENCE VILLAGE, CLIFTON HEIGHTS, PA, 19018.

PAUL EMMANUEL COLEMAN has worked at CITIZENS SECURITIES, INC. since February 12, 2003

Disclosure History

PAUL EMMANUEL COLEMAN has 1 Disclosure Event(s).

Date: October 24, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT UPFRONT SALES CHARGE WAS NEVER DISCLOSED AND THAT SHE DID NOT UNDERSTAND THE MUTUAL FUND INVESTMENT THAT SHE MADE IN OCTOBER 2007.
Damage Amount Requested: $16,556.96

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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