PAUL LAWRENCE DELISIO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 106 MAIN STREET SUITE 102 / P.O. BOX 3625, KINGSTON, NY, 12402.
PAUL LAWRENCE DELISIO has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013
Disclosure History
PAUL LAWRENCE DELISIO has 2 Disclosure Event(s).
Date: March 10, 2015 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THE VARIABLE UNIVERSAL LIFE INSURANCE PRODUCT PURCHASED IN OR AROUND SEPTEMBER 1996 WAS MISREPRESENTED AND NOT FULLY EXPLAINED. THE CUSTOMER FURTHER ALLEGES THE POLICY MAY NOT BE SUSTAINABLE AND REQUESTS A SOLUTION. Damage Amount Requested: $111,639.23 Settlement Amount: $627.60
Date: December 03, 1992 Category: Regulatory Initiated By: N.Y. STATE INSURANCE DEPT. Allegations: ON 46 OCCASIONS DURING 1989 IN NEW YORKSTATE, PAUL DELISIO UNINTENTIONALLY AIDED EMPIRE BENEFITS PLANIN THE DOING OF AN UNLICENSED INSURANCE BUSINESS CONTRARY TOTHE PROVISIONS OF SECTION 2117 OF THE INSURANCE LAW. Resolution: Stipulation and Consent Sanction Details: PAUL DELISIO WAIVED HIS RIGHT TO NOTICE ANDHEARING AND CONSENTED TO IMPOSITION OF A CIVIL PENALTY OF$460.00. Broker Comment: Not Provided
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