PAUL GEORGE DUBE is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 135 SHEARWATER POINT DRIVE, BLUFFTON, SC, 29909.
PAUL GEORGE DUBE has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2005
Disclosure History
PAUL GEORGE DUBE has 1 Disclosure Event(s).
Date: March 25, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THE REPRESENTATIVE ENCOURAGED HIM TO MOVE HIS CONSERVATIVELY-INVESTED 401K PLAN INTO A VARIABLE ANNUITY WITH AN AGGRESSIVE SUB-ACCOUNT ALLOCATION ON 5/21/08. THE SURRENDER VALUE HAS DROPPED CONTINUOUSLY SINCE INCEPTION AND THE CLIENT WANTS THE ORIGINAL DEPOSIT, PLUS INTEREST AND FEES RETURNED. THE CLIENT STATES THAT THE REPRESENTATIVE DID NOT DELIVER THE PROSPECTUS UNTIL AFTER THE FREE-LOOK PERIOD AND HE FAILED TO DISCLOSE ALL OF THE RISKS. Damage Amount Requested: $76,594.00
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