PAUL W EDWARDS is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 3244 LOWRY BLVD, PALM BAY, FL, 32909-8399.

PAUL W EDWARDS has worked at NYLIFE SECURITIES LLC since August 20, 2012

Disclosure History

PAUL W EDWARDS has 1 Disclosure Event(s).

Date: May 18, 2017
Category: Customer Dispute
Allegations: Customers allege that 2 fixed annuities purchased in December 2016, one of which was purchased using the proceeds from a securities account, were not in their best interest.
Settlement Amount: $615,648.53

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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