PAUL FROST GARDNER is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 1015 BEECAVE WOODS DRIVE, SUITE 100, AUSTIN, TX, 78746.
PAUL FROST GARDNER has worked at ROYAL ALLIANCE ASSOCIATES, INC. since November 19, 1989
Disclosure History
PAUL FROST GARDNER has 2 Disclosure Event(s).
Date: February 11, 2014 Category: Customer Dispute Allegations: THE CUSTOMER'S ALLEGE THE PURCHASE OF REEF OIL & GAS IN APRIL 2008 WAS UNSUITABLE BASED ON THEIR FINANCIAL SITUATION. Damage Amount Requested: $25,000.00
Date: July 22, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT MR. GARDNER FAILED TO FOLLOW HIS INVESTMENT INSTRUCTIONS Damage Amount Requested: $25,000.00 Settlement Amount: $2,612.00
More Information
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