PAUL AGREE HACK

PAUL AGREE HACK is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 31500 NORTHWESTERN HIGHWAY, SUITE 150, FARMINGTON HILLS, MI, 48334.

PAUL AGREE HACK has worked at RAYMOND JAMES & ASSOCIATES, INC. since June 16, 1998

Disclosure History

PAUL AGREE HACK has 2 Disclosure Event(s).

Date: July 22, 2016
Category: Regulatory

Date: August 23, 2012
Category: Customer Dispute
Allegations: BREACH OF FIDUCIARY DUTY, UNAUTHORIZED WITHDRAWALS, BREACH OF CONTRACT, NEGLIGENCE, GROSS NEGLIGENCE, CONVERSION, STATUTORY CONVERSION, NEGLIGENT MISREPRESENTATION, BREACH OF FINRA RULES, BREACH OF MICHIGAN LAWS AND FEDERAL SECURITIES LAWS. ACTIVITY DATES 4/1997 THRU 12/2011. Damages Granted: $707,350.66
Broker Comment: The broker did not benefit from the issuance of the checks and the broker, his staff has taken steps to follow office procedures in the future. All checks were made payable to the clients trust. There was no conversion of funds by the financial advisor. **THE 1/30/2012 CUSTOMER COMPLAINT ORIGINALLY REPORTED UNDER OCCURRENCE #1601488 EVOLVED INTO FINRA ARBITRATION 12-02272. (OCCURRENCE # 1626771 WAS FILED IN ERROR.)***

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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