PAUL MICHAEL HENDRICKSON

PAUL MICHAEL HENDRICKSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 131 EAST MAIN STREET, MORGANFIELD, KY, 42437.

PAUL MICHAEL HENDRICKSON has worked at LPL FINANCIAL LLC since November 22, 2013

Disclosure History

PAUL MICHAEL HENDRICKSON has 1 Disclosure Event(s).

Date: July 31, 2012
Category: Customer Dispute
Allegations: THE CLIENTS EACH PURCHASED SEPERATELY ICON FUND 11 IN 2006. CLIENTS BOTH ALLEGE THE PURCHASE WAS UNSUITABLE AND THE REPRESENTATIVE BREACHED THEIR FIDUCIARY DUTY.
Damage Amount Requested: $191,000.00
Settlement Amount: $80,000.00 12-02112

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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