PAUL SAMUEL HOWARD

PAUL SAMUEL HOWARD is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 200 WEST 17TH STREET, SUITE 100, CHEYENNE, WY, 82001-4595.

PAUL SAMUEL HOWARD has worked at RBC CAPITAL MARKETS, LLC since March 02, 1998

Disclosure History

PAUL SAMUEL HOWARD has 1 Disclosure Event(s).

Date: March 21, 2016
Category: Customer Dispute
Allegations: Clients allege branch manager did not review outgoing correspondence to the Wyoming Retirement System which resulted in a forfeiture of clients' benefits from the Wyoming Retirement System starting in January 2014."
Damage Amount Requested: $1,000,000.00 Damages Granted: $559,612.00 16-00512

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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