PAUL ANTHONY HUNDT

PAUL ANTHONY HUNDT is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 375 Bishops Way, Suite 235, Brookfield, WI, 53005.

PAUL ANTHONY HUNDT has worked at COMMONWEALTH FINANCIAL NETWORK since December 18, 2017

Disclosure History

PAUL ANTHONY HUNDT has 1 Disclosure Event(s).

Date: March 13, 1990
Category: Customer Dispute
Allegations: NO AMOUNT SPECIFIED. CLAIM 1: COMMON LAWNEGLIGENCE; CLAIM 2: INTENTIONAL MISREPRESENTATION; CLAIM 3:NEGLIGENT MISREPRESENTATION; CLAIM 4: MISREPRESENTATION STRICTRESPONSIBILITIES; CLAIM 5: BREACH OF CONTRACT; CLAIM 6: BREACHOF FIDUCIARY DUTY.
Settlement Amount: $125,000.00
Broker Comment: SETTLED IN JULY 1993 FOR $125,000 TO THEPLAINTIFF IN EXCHANGE FOR FOUR PARTNERSHIPS TO THE DEFENDANT OFTHE CIVIL SUIT.EXPERT WITNESSES ESTIMATED PLAINTIFF MADEINVESTMENT RETURN OF ABOUT 9% PER YEAR BEFORE SETTLEMENTCONSIDERATIONS.

More Information

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