PAUL EDWARD JOHNSON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 200 E. MAIN STREET, FORT WAYNE, IN, 46801.
PAUL EDWARD JOHNSON has worked at UBS FINANCIAL SERVICES INC. since June 15, 1990
Disclosure History
PAUL EDWARD JOHNSON has 1 Disclosure Event(s).
Date: September 20, 1999 Category: Customer Dispute Allegations: CLIENTS THROUGH COUNSEL ALLEGE BRANCH OFFICE MANAGER FAILED TO SUPERVISE THE TRADING IN THEIR ACCOUNT. TIME PERIOD 1/98-12/98 Damage Amount Requested: $33,000.00 Broker Comment: CLIENT HAS WITHDRAWN ALL ALLEGATIONS AGAINST MR. JOHNSON, SPECIFICALLY ALLEGATIONS OF FAILURE TO SUPERVISE. BY A LETTER DATED 1/3/2000, CLIENT STATES THAT THEY HAVE FOUND NO EVIDENCE TO SUPPORT THEIR CLAIM OF FAILURE TO SUPERVISE AND HAVE BECOME AWARE OF EVIDENCE DEMONSTRATING MR. JOHNSON'S SUPERVISION OF THE ACCOUNT ISSUE.
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