PAUL VICTOR KAVANAGH

PAUL VICTOR KAVANAGH is currently employed as a Broker and/or Investment Adviser at BRIGHTON SECURITIES CORP. located at 1703 MONROE AVENUE, ROCHESTER, NY, 14618.

PAUL VICTOR KAVANAGH has worked at BRIGHTON SECURITIES CORP. since August 29, 2005

Disclosure History

PAUL VICTOR KAVANAGH has 2 Disclosure Event(s).

Date: November 08, 2005
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FINANCIAL ADVISOR FAILED TO FOLLOW HIS INSTRUCTIONS CONCERNING INVESTMENT OF HIS PENSION MONIES IN SEPTEMBER 2001, RESULTING IN LOSSES IN CUSTOMER'S IRA ROLLOVER ACCOUNT. ALLEGED DAMAGES UNSPECIFIED, BUT BELIEVED TO BE APPROX. $60,000.

Date: November 06, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR FAILED TO FOLLOW HIS INSTRUCTIONS.
Damage Amount Requested: $16,378.00
Broker Comment: THIS WAS FILED IN ERROR.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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