PAUL ALAN LEVITT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 111 S. PFINGSTEN ROAD, SUITE 200, DEERFIELD, IL, 60015.
PAUL ALAN LEVITT has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
PAUL ALAN LEVITT has 5 Disclosure Event(s).
Date: May 10, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 10, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 07, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 16, 2001 Category: Customer Dispute Allegations: THE TRUSTEE OF THE PLAN ALLEGED THAT HE WAS ASSURED THAT THERE WOULD BE NO (MUTUAL FUND) EXIT FEES TWO YEARS AFTER THE PLAN OPENING. 1995. ALLEGED DAMAGES UNSPECIFIED. Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
Date: May 17, 1990 Category: Employment Separation After Allegations Firm Name: DEAN WITTER REYNOLDS INC. Termination Type: Discharged Allegations: N/ACLAIMS OF FORGING A DOCUMENT Broker Comment: TERMINATON OF EMPLOYMENTIRA ADOPTION AGREEMENT WAS SIGNED BY BROKER INCLIENTS NAME WITH VERBAL APPROVAL OF CLIENT. IN ADDITION, CHECKWAS HANDED IN WITH AGREEMENT THAT WAS SIGNED BY CLIENT ANDPAYABLE TO DEAN WITTER.
More Information
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