PAUL STEVEN LINDEMANN

PAUL STEVEN LINDEMANN is currently employed as a Broker and/or Investment Adviser at ROTHSCHILD INC. located at 1050 CONNECTICUT AVENUE NW, SUITE 1090, WASHINGTON, DC, 20036.

PAUL STEVEN LINDEMANN has worked at ROTHSCHILD INC. since September 27, 2016

Disclosure History

PAUL STEVEN LINDEMANN has 1 Disclosure Event(s).

Date: May 07, 2015
Category: Employment Separation After Allegations
Firm Name: J.P. MORGAN SECURITIES LLC
Termination Type: Discharged
Allegations: THE EMPLOYEE VIOLATED THE FIRM'S CODE OF CONDUCT WITH RESPECT TO CONFIDENTIAL INFORMATION AND THE USE OF FIRM TECHNOLOGY.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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