PAUL JOSEPH LOFURNO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 30 S 17TH ST 20TH FL, PHILADELPHIA, PA, 19103.
PAUL JOSEPH LOFURNO has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 1999
Disclosure History
PAUL JOSEPH LOFURNO has 2 Disclosure Event(s).
Date: December 08, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES FEES WERE CHARGED THAT THE FINANCIAL ADVISOR HAD AGREED TO WAIVE. FURTHER ALLEGES THAT THE FINANCIAL ADVISOR INVESTED MORE MONEY THAN WAS AGREED AND NEVER CALLED TO CONFIRM TRADES. DAMAGES ARE NOT SPECIFIED BUT ARE BELIEVED TO BE IN EXCESS OF $5,000. (DATES OF ACTIVITY NOT SPECIFIED) Broker Comment: DENIED ALL ALLEGATIONS MADE HAVE NO FACTUAL BASIS
Date: April 18, 2006 Category: Customer Dispute Allegations: CUSTOMER ALLEGES REP USED NINE BEARER BONDS TOTALING $45,000.00 IN 1992. Damage Amount Requested: $45,000.00
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