PAUL DANIEL LONER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4320 SPRING CREEK RD, ROCKFORD, IL, 61107.
PAUL DANIEL LONER has worked at LPL FINANCIAL LLC since September 08, 2009
Disclosure History
PAUL DANIEL LONER has 1 Disclosure Event(s).
Date: September 10, 2010 Category: Customer Dispute Allegations: CUSTOMERS ALLEGES THAT VARIABLE ANNUITY INVESTMENTS WERE UNSUITABLE. ACTIVITY PERIOD MARCH 15, 2010 TO SEPTEMBER 1, 2010. Damage Amount Requested: $7,135.78 Broker Comment: BASED UPON REVIEW OF DOCUMENTS AND DISCLOSURES, FIRM FOUND NO BASIS FOR ALLEGATIONS AND DENIED CLAIMS. CUSTOMERS SUBSEQUENTLY PURSUED CANCELLATION OF CONTRACT DIRECTLY WITH ANNUITY CARRIER.
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