PAUL JEFFREY LONG is currently employed as a Broker and/or Investment Adviser at TRIAD ADVISORS LLC located at 1300 DIVISION ROAD, SUITE 203, WEST WARWICK, RI, 02893.
PAUL JEFFREY LONG has worked at TRIAD ADVISORS LLC since August 03, 2005
Disclosure History
PAUL JEFFREY LONG has 1 Disclosure Event(s).
Date: May 31, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES PAUL LONG AND MASSMUTUAL CHANGED THEIR NON-ERISA DEFINED BENEFIT PLAN TO A DEFINED CONTRIBUTION PLAN IN 1999 AND FUNDED THEIR NEW ENHANCEMENT WITH VARIABLE LIFE INSURANCE WHICH, IN EFFECT, CHANED THEIR EXPECTED BENEFITS. THE CUSTOMER FURTHER ALLEGES INVESTMENT WAS UNSUITABLE. Damage Amount Requested: $184,299.00 Broker Comment: THE FIRM DETERMINED THAT PAUL LONG AND MASSMUTUAL WERE NOT INVOLVED AND/EMPOWERED TO PROVIDE CHANGES TO THE PENSION PLAN AND WERE NOT RESPONSIBLE FOR THE PLAN'S FUNDING. THE FRIM FURTHER DETERMINED THAT THE SALE WAS NOT UNSUITABLE BASED ON THE FACTS PRESENTED.
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