PAUL DAVID MARASCIULLO

PAUL DAVID MARASCIULLO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 88 FROEHLICH FARM BLVD, WOODBURY, NY, 11797.

PAUL DAVID MARASCIULLO has worked at WELLS FARGO CLEARING SERVICES, LLC since April 17, 2009

Disclosure History

PAUL DAVID MARASCIULLO has 2 Disclosure Event(s).

Date: August 31, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HIS INSTRUCTIONS TO LIQUIDATE HIS HOLDINGS WER NOT FOLLOWED
Damage Amount Requested: $19,745.99
Broker Comment: CLAIM DENIED

Date: October 28, 2008
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED HER FA RECOMMENDED AN INVESTMENT THAT WAS INCONSISTENT WITH HER RISK TOLERANCE AND INVESTMENT OBJECTIVES - 05/15/2008.DAMAGES UNSPECIFIED.
Settlement Amount: $3,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PAUL DAVID MARASCIULLO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.