PAUL ALLEN MATHESON is currently employed as a Broker and/or Investment Adviser at WEDBUSH SECURITIES INC. located at 1200 PROSPECT STREET SUITE 350, LA JOLLA, CA, 92037.
PAUL ALLEN MATHESON has worked at WEDBUSH SECURITIES INC. since April 03, 2009
Disclosure History
PAUL ALLEN MATHESON has 1 Disclosure Event(s).
Date: July 25, 2006 Category: Customer Dispute Allegations: CLIENT'S COUNSEL ALLEGES THAT CLIENT RELIED ON HIS BANKER TO GIVE HIM ADVICE AND "WOULD NOT HAVE INVESTED HIS MONEY IN THE ACCOUNT UNLESS HE WAS ADVISED TO DO." COUNSEL FURTHER ALLEGES THAT THE EMPLOYEE "MINIMIZED THE RISKS INHERENT IN THIS TYPE OF ACCOUNT." COUNSEL ALSO ALLEGES THAT THE CLIENT IS "VERY CONSERVATIVE IN HIS INVESTMENTS" AS HE HAS BEEN RETIRED FOR SOME TIME. ALLEGED DAMAGESESTIMATED TO BE IN EXCESS OF $5000.
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