PAUL ROLAND MATZKE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1241 JOHN Q. HAMMONS DRIVE, STE 501, MADISON, WI, 53717.
PAUL ROLAND MATZKE has worked at WELLS FARGO CLEARING SERVICES, LLC since August 17, 2012
Disclosure History
PAUL ROLAND MATZKE has 1 Disclosure Event(s).
Date: November 02, 1998 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT WHILE EMPLOYED BY PIPERJAFFREY, I RECOMMENDED THAT HE INVEST FUNDS IN UNSUITABLY RISKYBONDS. CUSTOMER ALLEGES LOSSES AMOUNTING TO $17,343. Damage Amount Requested: $17,343.00 Settlement Amount: $6,858.50 Broker Comment: I UNDERSTAND FROM NOTICE PROVIDED BY PIPERJAFFRAY THAT THAT FIRM SETTLED THE CUSTOMERS COMPLAINT FOR THESUM OF $6,858.50.THE COMPLAINT WAS SETTLED BY MY PRIOR EMPLOYERW/O MY ADVICE OR CONSENT.
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