PAUL DOUGLAS MILLS

PAUL DOUGLAS MILLS is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 1275 OLD US HIGHWAY #1, SOUTHERN PINES, NC, 28387.

PAUL DOUGLAS MILLS has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since February 17, 2006

Disclosure History

PAUL DOUGLAS MILLS has 1 Disclosure Event(s).

Date: July 03, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT MR. MILLS MISREPRESENTED THE TRAVELERS VARIABLE ANNUITY CONTRACT PURCHASED IN MARCH OF 2001.
Damage Amount Requested: $18,484.32
Settlement Amount: $18,484.32
Broker Comment: METLIFE FORWARDED TOTAL AMOUNT OF SURRENDER CHARGES THAT WERE HELD TO THE NEW CARRIER.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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