PAUL ANTHONY MODAFFERI

PAUL ANTHONY MODAFFERI is currently employed as a Broker and/or Investment Adviser at INVESTMENT PROFESSIONALS, INC. located at 399 Route 23, POB 353, Franklin, NJ, 07416.

PAUL ANTHONY MODAFFERI has worked at INVESTMENT PROFESSIONALS, INC. since June 07, 2016

Disclosure History

PAUL ANTHONY MODAFFERI has 1 Disclosure Event(s).

Date: February 17, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $20,000.00
Judgment/Lien Type: Civil
Broker Comment: THROUGH DIVORCE, I AGREED TO TAKE DEBT SO EX-WIFE WOULD NOT HAVE TO STRUGGLE CONSIDERING SHE DID NOT WORK AT THAT TIME WITH MY THREE KIDS. ONCE DIVORCE FINALIZED, I ADDRESSED EACH OUTSTANDING MATTER. I MADE SEVERAL ATTEMPTS TO RESOLVE PRIOR TO COURT. I HAVE BEEN CURRENT IN THIS JUDGMENT AND HAVE THE ABILITY TO DO AN OFFER OF COMPROMISE TO SETTLE, SATISFY AND CLEAR THIS JUDGMENT, PENDING A SETTLEMENT FIGURE FROM THE JUDGMENT HOLDER.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PAUL ANTHONY MODAFFERI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.