PAUL EUGENE MUHICH

PAUL EUGENE MUHICH is currently employed as a Broker and/or Investment Adviser at GRADIENT SECURITIES, LLC located at 408 JONES ST., EVELETH, MN, 55734.

PAUL EUGENE MUHICH has worked at GRADIENT SECURITIES, LLC since August 26, 2011

Disclosure History

PAUL EUGENE MUHICH has 2 Disclosure Event(s).

Date: January 24, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES DUE TO BAD INVESTMENT ADVICE AND AN ADJUSTMENT IN HIS ACCOUNT IN 1999 HE NOW HAS A SURRENDER CHARGE. CLIENT IS REQUESTING A WAIVER OF THE SURRENDER CHARGES.
Damage Amount Requested: $10,657.09
Settlement Amount: $5,350.00

Date: July 10, 2000
Category: Customer Dispute
Allegations: THE CLIENT'S IRA MONIES WERE TRANSFERRED INTO A VARIABLE ANNUITY THAT THE CLIENT ALLEGES DOES NOT ALLOW HER TO REMOVE HER REQUIRED MINIMUM DISTRIBUTIONS WITHOUT A SUBSTANTIAL SURRENDER CHARGE.
Damage Amount Requested: $29,175.11

More Information

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