PAUL DAVID OSMAN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 3550 Lenox Road NE, Suite 1100, Atlanta, GA, 30326.
PAUL DAVID OSMAN has worked at MML INVESTORS SERVICES, LLC since June 15, 2015
Disclosure History
PAUL DAVID OSMAN has 2 Disclosure Event(s).
Date: April 01, 2014 Category: Employment Separation After Allegations Firm Name: NMIS, LLC Termination Type: Permitted to Resign Allegations: REPRESENTATIVE WAS PERMITTED TO RESIGN WHILE UNDER INTERNAL REVIEW FOR ALLEGEDLY SIGNING OR AFFIXING CUSTOMER SIGNATURES ON NON-VARIABLE LIFE INSURANCE DOCUMENTS AND FOR ALLEGEDLY ALTERING A LETTER FROM A MEDICAL PROVIDER. REPRESENTATIVE DENIED THESE ALLEGATIONS. REPRESENTATIVE ADMITTED TO SIGNING A CUSTOMER'S INITIALS ON AN APPLICATION FOR A VARIABLE ANNUITY.
Date: December 28, 1991 Category: Criminal Charges: OBSTRUCTION OF OFFICER Disposition: Amended Amended Charges: MISDEMEANOR OBSTRUCTION OF OFFICER Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Pled guilty
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