PAUL DANIEL RASBERRY is currently employed as a Broker and/or Investment Adviser at CLIENT ONE SECURITIES LLC located at 401 Central Ave., Laurel, MS, 39440.
PAUL DANIEL RASBERRY has worked at CLIENT ONE SECURITIES LLC since January 05, 2017
Disclosure History
PAUL DANIEL RASBERRY has 2 Disclosure Event(s).
Date: August 20, 2002 Category: Customer Dispute Allegations: REGARDING THE 1989 [URCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGES MISREPRESENTATION CONCERNING THE POLICY BEING PAID UP IN 10 YEARS. THE INSURED DID NOT ALLEGE ANY SPECIFIC DAMAGE AMOUNT. HOWEVER THE COMPANY GOOD FAITH DETERMINATION ESTIMATES $5228.29 Damage Amount Requested: $52,283.29
Date: August 30, 1998 Category: Customer Dispute Allegations: REGARDING THE 1990 PURCHASE OF A VARIABLEAPPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGEDMISREPRESENTATION CONCERNING A FUNDING PROPOSAL. THE INSUREDDID NOT ALLEGE ANY SPECIFIED COMPENSATORY DAMAGES. HOWEVER,PRUDENTIAL'S DETERMINATION ESTIMATED THEM TO BE APPROXIMATELY$5,869.28 Damage Amount Requested: $5,869.28 Broker Comment: THIS FILING WAS MADE IN CONJUNCTION WITH A PROJECT WITH FINRA TO CLOSE OUT AGED OPEN CASES. THE COMPANY IS CURRENTLY INVESTIGATING THEMATTER AND WILL FILE AN AMENDMENT TO DISCLOSE THE OUTCOME.I WAS PROVIDED THIS INFORMATION LAST WEEK. I DONOT KNOW WHY CUSTOMER FILED HIS COMPLAINT. THIS IS BEINGREPORTED CONSISTENT WITH NASD RULES. THE COMPANY IS MAKING NOALLEGATIONS REGARDING ME.
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