PAUL RICHARD RIED is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 10801 MAIN ST STE 201, BELLEVUE, WA, 98004.
PAUL RICHARD RIED has worked at CETERA ADVISOR NETWORKS LLC since July 23, 1986
Disclosure History
PAUL RICHARD RIED has 1 Disclosure Event(s).
Date: November 13, 1995 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THAT THEY DID NOT REALIZETRIPLE B BONDS WERE CONSIDERED INVESTMENT GRADE BONDS AND THEYONLY DESIRED AAA Settlement Amount: $10,000.00 Broker Comment: SETTLED FOR $10,000.00SETTLEMENT OF THIS MATTER IS IN NO WAY ANADMISSION OF GUILT OR WRONGDOING. THE MATTER WAS SETTLED TAKINGINTO ACCOUNT THE BEST INTEREST OF ALL PARTIES AND THE RISKS ANDCOSTS OF LITIGATION. PLEASE SEE ATTACHED AN UNSOLICITED LETTERFROM THE CLIENT, ACKNOWLEDGING EXCELLENT MANNER IN WHICH THESITUATION WAS HANDLED AND THEIR DESIRE TO CONTINUE WORKING WITHREPRESENTATIVE
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