PAUL MATTHEW SABINS

PAUL MATTHEW SABINS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 60899 SE SWEET PEA DR, BEND, OR, 97702.

PAUL MATTHEW SABINS has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

PAUL MATTHEW SABINS has 2 Disclosure Event(s).

Date: December 29, 2016
Category: Financial
Type: Compromise
Disposition: Discharged

Date: March 21, 2002
Category: Customer Dispute
Allegations: ALLEGES THAT INVESTMENT IN ZAINY BRAINY WAS NOT SUITABLE, ACCOUNT WAS MISHANDLED AND THERE WAS NO DIVERSIFICATION.
Damage Amount Requested: $262,000.00
Settlement Amount: $135,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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