PAUL VINCENT SALTAFORMAGGIO

PAUL VINCENT SALTAFORMAGGIO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6700 JEFFERSON HIGHWAY BLDG #4, BATON ROUGE, LA, 70806.

PAUL VINCENT SALTAFORMAGGIO has worked at LPL FINANCIAL LLC since January 26, 2016

Disclosure History

PAUL VINCENT SALTAFORMAGGIO has 1 Disclosure Event(s).

Date: October 30, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE RR'S ADVICE TO MOVE FROM A FIXED ANNUITY TO A VARIABLE ANNUITY WAS NOT SOUND ADVICE
Damage Amount Requested: $5,949.04

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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