PAUL HAMILTON SCHLIEKER

PAUL HAMILTON SCHLIEKER is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 15750 WEST DODGE ROAD, FIRST WESTROADS BANK BUILDING, SUITE 302, OMAHA, NE, 68118.

PAUL HAMILTON SCHLIEKER has worked at PRUCO SECURITIES, LLC. since January 23, 1989

Disclosure History

PAUL HAMILTON SCHLIEKER has 1 Disclosure Event(s).

Date: January 23, 2009
Category: Customer Dispute
Allegations: 06/08/2009- REC'D ADDITIONAL CORRESPONDENCE: THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE REPLACEMENT OF ANOTHER COMPANY. CLIENT WAS MISLEAD ABOUT THE GUARANTEES AND RISKS INVOLVING AN ANNUITIES PRODUCT. 06/08/2009- CLIENT ALLEG THAT
Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH FINRA RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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