PAUL N VELTMAN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 741 EAST BELTLINE NE, GRAND RAPIDS, MI, 49525.
PAUL N VELTMAN has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since January 04, 1999
Disclosure History
PAUL N VELTMAN has 2 Disclosure Event(s).
Date: November 16, 2005 Category: Customer Dispute Allegations: SUITABILITY CLAIM CLIENT STATES THAT THEY WERE LOW RISK INVESTORS HOWEVER THEY ARE CLAIMING A LOSS OF $500,00 DUE TO THE FA PLACING THEM IN MODERATE RISK INVESTMENTS. TIME PERIOD ID FROM FEBRUARY 28, 1998- OCTOBER 5, 2005. Damage Amount Requested: $500,000.00
Date: September 18, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGED SUITABILITY. COMPENSATORY DAMAGES NOT STATED, HOWEVER APPEARS TO BE GREATER THAN $5000. Broker Comment: NO LONGER REPORTABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT RESULT IN A SETTLEMENT OF $10,000 OR MORE. PLEASE ARCHIVE.
More Information
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