PAUL MICHAEL WALKER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 2431 E. 61ST STREET, SUITE 260, TULSA, OK, 74136.
PAUL MICHAEL WALKER has worked at RAYMOND JAMES & ASSOCIATES, INC. since May 22, 2015
Disclosure History
PAUL MICHAEL WALKER has 1 Disclosure Event(s).
Date: May 01, 1991 Category: Customer Dispute Allegations: IT WAS ALLEGED THAT THERE WERE UNAUTHORIZEDAND UNSUITABLE TRANSACTIONS IN THE ACCOUNT. DAMAGES WERESOUGHT IN THE AMOUNT OF APPROXIMATELY $40,000.00. Damage Amount Requested: $40,000.00 Settlement Amount: $18,061.00 Broker Comment: MERRILL LYNCH PAID THE ESTATE OF [CUSTOMER]THE AMOUNT OF $18,061.00.WHILE WE BELIEVE THERE WERE ADEQUATE DEFENSES TOTHESE ALLEGATIONS, IN ORDER TO SAVE LITIGATION COSTS, WESETTLED THIS MATTER WITH THE ESTATE OF [CUSTOMER].
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