PAUL MICHAEL WEINBERGER is currently employed as a Broker and/or Investment Adviser at NATIONAL SECURITIES CORPORATION located at 14802 NORTH DALE MABRY HWY, SUITE 101, TAMPA, FL, 33618.
PAUL MICHAEL WEINBERGER has worked at NATIONAL SECURITIES CORPORATION since November 22, 2013
Disclosure History
PAUL MICHAEL WEINBERGER has 5 Disclosure Event(s).
Date: July 06, 2010 Category: Customer Dispute Allegations: MISREPRESENTATION OF VARIABLE ANNUITY RIDER PURCHASED IN JANUARY 2000. Damage Amount Requested: $12,520.27 Settlement Amount: $12,520.27 Broker Comment: REPRSENTATIVE DENIES MISREPRESENTATION AND HAS DOCUMENTS SUPPORTING DISCLOSURE OF VARIABLE ANNUITY RIDER FEATURES AND BENEFITS.PRIME CAPITAL SERVICES MADE A DETERMINATION TO ACCOMMODATE THE CUSTOMER IN THIS MATTER.
Date: February 12, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE VARIABLE ANNUITIES SHE PURCHASED FROM MR. WEINBERGER IN FEBRUARY 2000 WERE UNSUITABLE. Damage Amount Requested: $9,825.00 Settlement Amount: $4,000.00
Date: May 11, 2005 Category: Customer Dispute Allegations: MISREPRESENTATION OF VARIABLE ANNUITY Damage Amount Requested: $15,000.00 Settlement Amount: $10,000.00
Date: January 08, 2004 Category: Customer Dispute Allegations: UNSUITABLE RECOMMENDATION DUE TO AGE MISREPRESENTATION OF SURRENDER CHARGES AND PENALTIES. Damage Amount Requested: $5,700.00 Settlement Amount: $90,000.00 Broker Comment: THE ANNUITY COMPANY RECINDED THE CONTRACTS AND REFUNDED THE CLIENTS THEIR MONEY.
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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