PAULETTE ANN STREET is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 500 VIRGINIA STREET, SUITE 1090, CHARLESTON, WV, 25301.
PAULETTE ANN STREET has worked at JANNEY MONTGOMERY SCOTT LLC since June 25, 2005
Disclosure History
PAULETTE ANN STREET has 1 Disclosure Event(s).
Date: October 04, 2004 Category: Customer Dispute Allegations: NASD ARBITRATION AGAINST WACHOVIA SECURITIES, TERRY W. RAAB, FINANCIAL ADVISOR, AND PAULETTE A. STREET, REGISTERED SALES ASSISTANT, ALLEGES UNSUITABLE TRANSACTIONS IN THE SUMMER OF 2000 IN ADVISING [CUSTOMER]'S TO SELL AN EQUITY, INVEST IN MUTUAL FUNDS THAT SUBSEQUENTLY DECLINED IN VALUE, AND ELECT TO TAKE EARLY IRA DISTRIBUTIONS. Damage Amount Requested: $92,480.00 Settlement Amount: $20,000.00
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