PEDRO ERNESTO HARTH-SILVA is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 2333 PONCE DE LEON BLVD., SUITE 500, CORAL GABLES, FL, 33134.
PEDRO ERNESTO HARTH-SILVA has worked at RAYMOND JAMES & ASSOCIATES, INC. since December 16, 2011
Disclosure History
PEDRO ERNESTO HARTH-SILVA has 1 Disclosure Event(s).
Date: October 14, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OFCLOSED-END MUTUAL FUND WAS UNSUITABLE ALLEGED DAMAGESUNSPECIFIED SMITH BARNEY, INC. Broker Comment: THE CLIENT`S CLAIM WAS DENIED THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.Not Provided
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