PEGGY A KNOBBE

PEGGY A KNOBBE is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 1520 South Fifth Street, Suite 300, Saint Charles, MO, 63303.

PEGGY A KNOBBE has worked at CALTON & ASSOCIATES, INC. since July 12, 2016

Disclosure History

PEGGY A KNOBBE has 1 Disclosure Event(s).

Date: May 16, 2016
Category: Customer Dispute
Allegations: Customer believed better due diligence should have been preformed on a recommended investment. The alleged activity occurred in October 2012.
Broker Comment: I deny any and all accusations from these clients.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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