PEGGY COLOMBIA VALENCIA

PEGGY COLOMBIA VALENCIA is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 252-34 NORTHERN BLVD., LITTLE NECK, NY, 11363.

PEGGY COLOMBIA VALENCIA has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

PEGGY COLOMBIA VALENCIA has 2 Disclosure Event(s).

Date: October 27, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES SUITABILITY RELATING TO A VARIABLE ANNUITY.
Damage Amount Requested: $60,795.86

Date: September 12, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE SALE OF A MUTUAL FUND WAS UNSUITABLE
Damage Amount Requested: $10,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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