PERRY JOSEPH LYONS

PERRY JOSEPH LYONS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 8115 PRESTON RD, STE 300, DALLAS, TX, 75225.

PERRY JOSEPH LYONS has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

PERRY JOSEPH LYONS has 1 Disclosure Event(s).

Date: April 22, 1974
Category: Customer Dispute
Allegations: SEEKNG TO RECOVER LOSSESS SUFFERED INCOMMODITY TRADING
Settlement Amount: $30,000.00
Broker Comment: THE SUIT WAS SETTLED OUT OF COURT BY DUPONT'SMOTION TO COVER THE UNPAID DEBT BALANCE LEFT IN THE ACCOUNT.AMOUNT OF $30,000. SUIT WAS DISMISSED BY THE COURT IN APRIL1974Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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