PERRY WAYNE NAFZIGER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3030 ROCKY POINT DR. WEST, SUITE 700, TAMPA, FL, 33607.
PERRY WAYNE NAFZIGER has worked at LPL FINANCIAL LLC since April 21, 2006
Disclosure History
PERRY WAYNE NAFZIGER has 2 Disclosure Event(s).
Date: March 05, 2013 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: THIS WAS A BUSINESS BANKRUPTCY AND NOT A PERSONAL BANKRUPTCY. THE FILING INVOLVED REAL ESTATE MY SPOUSE AND I PURCHASED OVER THE PAST 14 YEARS. WE EXHAUSTED ALL ATTEMPTS TO NEGOTIATE WITH LENDERS OVER 3 YEARS AND WERE THEREFORE FORCED TO FILE BUSINESS BANKRUPTCY ON THE PROPERTIES. THIS WAS A LAST RESORT OPTION WE WERE UNABLE TO RESOLVE BY OTHER MEANS.
Date: May 26, 2005 Category: Customer Dispute Allegations: EXCESSIVE TRADING Damage Amount Requested: $23,000.00 Broker Comment: CUSTOMER ALLEGED EXCESSIVE TRADING TO THE NASD. WE RESPONDED TO NASD-TRADES NOT DONE AT OUR FIRM. NO FURTHER CORRESPONDENCE FROM NASD TO US.
More Information
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