PETER MANUEL AVELAR

PETER MANUEL AVELAR is currently employed as a Broker and/or Investment Adviser at NATIONAL BANK OF CANADA FINANCIAL INC. located at 65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY, 10022.

PETER MANUEL AVELAR has worked at NATIONAL BANK OF CANADA FINANCIAL INC. since April 06, 2015

Disclosure History

PETER MANUEL AVELAR has 2 Disclosure Event(s).

Date: March 02, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: 5/27/2012 - CREDITOR NOTIFIED COURT THAT CASE IS SETTLED.

Date: March 28, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: 1/09/2012 - SATISFACTION OF JUDGMENT ISSUED AND MATTER SETTLED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PETER MANUEL AVELAR, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.